Joe Riddaway

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ODDO BHF UK Limited (no longer approved here)
FRN 984146
- [FCA CF] Client dealing (1 Oct 2023 to 10 Feb 2026)
Wellington Management International Limited (no longer approved here)
FRN 208573
- [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2023)
- CF30 Customer (16 Dec 2015 to 8 Dec 2019)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (20 Feb 2014 to 11 Dec 2015)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF30 Customer (4 Mar 2008 to 14 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.