Date authorised
2 May 2023
Companies House
13837440
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 32 Brook Street
    London
    W1K 5DL
    UNITED KINGDOM
    Phone
    +447788285321
  • Complaints Contact

    1st Floor, 32 Brook Street
    London
    W1K 5DL
    UNITED KINGDOM
    Phone
    +447788285321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark David Small

    IRN MDS01098

    • [FCA CF] Client dealing (since 9 Mar 2026)
  • Maxime Kogge

    IRN MXK01019

    • [FCA CF] Client dealing (since 2 Jan 2026)
  • Mitchell Evan Harris

    IRN MEH01079

    • SMF9 Chair of the Governing Body (since 11 Jul 2023)
  • Patrick Van Der Wyck

    IRN PXV00077

    • [FCA CF] Client dealing (since 3 Jul 2023)
  • Pierre Bresnu

    IRN PXB00855

    • [FCA CF] Client dealing (since 4 May 2026)
  • Stefan Weiss

    IRN SXW01441

    • SMF1 Chief Executive (2 May 2023 to 12 Nov 2025)
    • SMF3 Executive Director (2 May 2023 to 12 Nov 2025)
    • [FCA CF] Client dealing (2 May 2023 to 12 Nov 2025)
  • Tracey Brown

    IRN TXF01042

    • [FCA CF] Client dealing (7 May 2024 to 17 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.