Tracey Brown

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 29 Oct 2025)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Client dealing (since 29 Oct 2025)
  • ODDO BHF UK Limited (no longer approved here)

    FRN 984146

    • [FCA CF] Client dealing (7 May 2024 to 17 Jun 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 2 Mar 2011)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.