Oculus Wealth Management Limited

Date authorised
2 January 2014
Companies House
08589641
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362
    Web
    https://www.oculuswealth.co.uk

  • Complaints Contact

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Clive Stannard

    IRN MCS00030

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Aug 2017)
    • CF30 Customer (since 1 Aug 2017)
  • Michael Killick

    IRN MXK02854

    • CF1 Director (AR) (since 12 Sep 2017)
  • Michael O'Brien

    IRN MXO01216

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2026)
    • CF30 Customer (since 9 Dec 2025)
    • CF1 Director (AR) (since 9 Dec 2025)
  • Molly May Turvey

    IRN MXT00727

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2025)
    • [FCA CF] Client dealing (since 9 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2025)
    • CF30 Customer (since 12 Aug 2025)
  • Neil Loton

    IRN NXL00028

    • CF1 Director (AR) (14 Jul 2015 to 29 Feb 2020)
    • CF30 Customer (6 Jul 2015 to 29 Feb 2020)
  • Paul Matthew Scott

    IRN PXS00481

    • CF1 Director (AR) (since 17 Feb 2022)
  • Paul Neil Horrocks

    IRN PNH01029

    • CF1 Director (AR) (15 Feb 2022 to 16 Feb 2022)
  • Paul Simon Fisher

    IRN PSF01018

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2020)
    • CF30 Customer (since 15 Jan 2020)
    • CF1 Director (AR) (since 15 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Peter David Bannister

    IRN PXB00122

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 10 May 2022)
    • Appointed representative dealing with clients for which they require qualification (since 10 May 2022)
    • [FCA CF] Functions requiring qualifications (since 10 May 2022)
    • [FCA CF] Client dealing (since 10 May 2022)
    • CF1 Director (AR) (since 10 May 2022)
  • Peter Douglas Bartholomew Mutch

    IRN PDM00008

    • CF1 Director (AR) (23 Sep 2025 to 22 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jun 2025)
    • CF1 Director (6 Feb 2015 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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