Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Aug 2017)
    • CF30 Customer (since 1 Aug 2017)
    • (1)Employed By (since 1 Aug 2017)
  • Grosvenor Consultancy Limited (no longer approved here)

    FRN 187799

    • CF30 Customer (24 Mar 2014 to 31 Jul 2017)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2002)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 8 Oct 2002)
  • White Horse Financial & Insurance Services (no longer approved here)

    FRN 172642

    • Employed By (1 Dec 2001 to 8 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.