Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 1 Aug 2017)
- CF30 Customer (since 1 Aug 2017)
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Oculus Wealth Management (Wiltshire) Ltd
FRN 783190
- (1)Employed By (since 1 Aug 2017)
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- CF30 Customer (24 Mar 2014 to 31 Jul 2017)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 8 Oct 2002)
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- Employed By (1 Dec 2001 to 8 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.