Peter David Bannister

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 10 May 2022)
    • [FCA CF] Client dealing (since 10 May 2022)
    • [FCA CF] Functions requiring qualifications (since 10 May 2022)
    • Appointed representative dealing with clients for which they require qualification (since 10 May 2022)
    • CF1 Director (AR) (since 10 May 2022)
  • Oculus Wealth Management (Shropshire) Ltd

    FRN 970471

    • (1)Employed By (since 10 May 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (22 Jan 2021 to 22 Apr 2022)
    • [FCA CF] Client dealing (22 Jan 2021 to 22 Apr 2022)
    • CF30 Customer (30 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.