Obsidian Financial Limited

• Principal Place of Business

  Obsidian House

  Hints Road

  Mile Oak

  Tamworth

  Staffordshire

  B78 3PQ

  UNITED KINGDOM

  Phone

  +4403452508400

  Web

  https://www.obsidian-financial.com

• Complaints Contact

  Obsidian House

  Hints Road

  Mile Oak

  Tamworth

  Staffordshire

  B78 3PQ

  UNITED KINGDOM

  Phone

  +4403452508400

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling arising out of advice about investments or home finance.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · limited to providing credit info services with no credit repair activity

• John Harman

  IRN JMH00061

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
• John Stewart James

  IRN JSJ01027

  • CF30 Customer (4 Aug 2010 to 23 May 2011)
• Jonathan Howard Myers

  IRN JHM00012

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Sep 2022)
  • CF30 Customer (18 Dec 2014 to 8 Dec 2019)
• Kaliope Kay Morris

  IRN KJM01197

  • CF1 Director (AR) (22 Nov 2012 to 27 Mar 2020)
• Karen Matilda Christine Bartholomew

  IRN KXO00003

  • CF1 Director (AR) (20 Jan 2011 to 31 Oct 2011)
  • CF30 Customer (1 Nov 2010 to 8 Apr 2014)
• Kenneth Willmin

  IRN KRW00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Dec 2022)
  • [FCA CF] Client dealing (since 30 Dec 2022)
• Kevin Knight

  IRN KLK00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 Aug 2012 to 8 Dec 2019)
• Kingsley Earl Anderson

  IRN KEA00002

  • CF30 Customer (1 Oct 2012 to 28 Dec 2012)
• Manjit Singh Plaha

  IRN MSP00004

  • CF30 Customer (24 Oct 2012 to 28 Dec 2012)
• Martin Field

  IRN MXF01332

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2021)
  • CF10 Compliance Oversight (25 Feb 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (25 Feb 2011 to 8 Dec 2019)

• Obsidian Employee Benefits Limited (no longer appointed)

  FRN 745269 · Appointed 26 Apr 2016 · Until 18 Aug 2025

• Beat The Market Ltd (no longer appointed)

  FRN 600861 · Appointed 9 May 2013 · Until 29 Apr 2020

• Marmalade Wealth Management Limited (no longer appointed)

  FRN 403659 · Appointed 31 Oct 2012 · Until 23 Nov 2023

• Group Rapport Limited (no longer appointed)

  FRN 534038 · Appointed 21 Oct 2010 · Until 21 Dec 2012

No changes recorded yet.