Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HOLYOAKES GROUP LIMITED
FRN 426166
- Responsibility for MCD Intermediation (since 22 Apr 2022)
- Responsible for Insurance Distribution (since 22 Apr 2022)
- SMF3 Executive Director (since 22 Apr 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2022)
- SMF16 Compliance Oversight (since 27 Jan 2022)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2021)
- CF10 Compliance Oversight (25 Feb 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Feb 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.