John Harman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Obsidian Financial Limited (no longer approved here)
FRN 509756
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
JALAPENO (UK) LIMITED (no longer approved here)
FRN 433988
- (3)Employed By (4 Nov 2008 to 30 Dec 2011)
Liverpool Victoria Financial Services Limited (no longer approved here)
FRN 110035
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
Liverpool Victoria Life Company Limited (no longer approved here)
FRN 110423
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (8 Mar 2004 to 17 Oct 2006)
- CF22 Investment Adviser (Trainee) (16 Dec 2003 to 8 Mar 2004)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.