Oaktree Capital Management (UK) LLP

• Principal Place of Business

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072014600

  Web

  https://www.oaktreecapital.com

• Complaints Contact

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072014600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karim Michael Khairallah

  IRN KMK01008

  • [FCA CF] Material risk taker (17 Mar 2021 to 28 Jun 2024)
  • [FCA CF] Significant management (17 Mar 2021 to 28 Jun 2024)
  • CF30 Customer (15 Nov 2011 to 8 Dec 2019)
  • CF4 Partner (15 Nov 2011 to 6 Dec 2019)
• Katherine Mara Gitelson

  IRN KMG01049

  • CF4 Partner (3 May 2016 to 6 Dec 2019)
• Katherine Margaret Ralph

  IRN KMR01080

  • CF4 Partner (24 Apr 2017 to 11 Jun 2018)
• Kevin John Acton

  IRN KJA01037

  • CF4 Partner (22 Apr 2015 to 31 May 2016)
• Kieran Connolly

  IRN KXC29577

  • [FCA CF] Client dealing (26 Jun 2023 to 28 Feb 2026)
• Lemara Dee Grant

  IRN LXG00377

  • SMF27 Partner (since 4 Jan 2025)
• Madelaine Cian Elizabeth Jones

  IRN MCJ01032

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (15 Nov 2011 to 8 Dec 2019)
  • CF4 Partner (15 Nov 2011 to 8 Dec 2019)
• Mads Videbaek

  IRN MXV01236

  • CF4 Partner (15 Nov 2011 to 10 Mar 2014)
• Manish Harshad Desai

  IRN MHD01053

  • CF4 Partner (13 Mar 2014 to 31 Dec 2015)
• Mario Adario

  IRN MXA01650

  • [FCA CF] Material risk taker (17 Mar 2021 to 9 Dec 2022)
  • CF4 Partner (5 Apr 2013 to 6 Dec 2019)
  • CF30 Customer (13 Sep 2012 to 8 Dec 2019)

No changes recorded yet.