Oaktree Capital Management (UK) LLP

• Principal Place of Business

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072014600

  Web

  https://www.oaktreecapital.com

• Complaints Contact

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072014600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Clive Hulbert

  IRN MCH01140

  • CF4 Partner (29 Sep 2014 to 6 Dec 2019)
• Martin David Graham

  IRN MDG01118

  • [FCA CF] Material risk taker (17 Mar 2021 to 9 Dec 2022)
  • CF4 Partner (27 Feb 2014 to 6 Dec 2019)
• Martin Karl Fahr

  IRN MKF01018

  • CF4 Partner (2 Sep 2014 to 3 Jul 2018)
• Mathieu Jacques Guillemin

  IRN MJG01150

  • CF4 Partner (1 Aug 2013 to 21 Dec 2015)
• Matthew Gerard McCabe

  IRN MGM01069

  • CF4 Partner (27 Jan 2017 to 6 Dec 2019)
  • CF30 Customer (27 Jan 2017 to 20 Sep 2019)
• Micael Hagelin

  IRN MXH01680

  • CF4 Partner (17 Nov 2014 to 9 Jul 2018)
• Michael James Phillips

  IRN MJP01329

  • CF30 Customer (10 Jun 2014 to 26 Feb 2015)
• Nael Khatoun

  IRN NXK01064

  • SMF27 Partner (since 1 Apr 2023)
  • [FCA CF] Significant management (17 Mar 2021 to 23 May 2023)
  • [FCA CF] Material risk taker (17 Mar 2021 to 23 May 2023)
  • CF4 Partner (15 Nov 2011 to 6 Dec 2019)
  • CF30 Customer (15 Nov 2011 to 8 Dec 2019)
• Naina Ghelani

  IRN NXG01514

  • SMF27 Partner (since 1 Feb 2026)
  • CF4 Partner (21 Apr 2017 to 6 Dec 2019)
• Nicholas Graeme Hawkins

  IRN NGH01022

  • CF30 Customer (23 Oct 2014 to 28 May 2015)
  • CF4 Partner (11 Apr 2013 to 28 May 2015)

No changes recorded yet.