Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oaktree Capital Management (UK) LLP (no longer approved here)

    FRN 550908

    • CF30 Customer (27 Jan 2017 to 20 Sep 2019)
    • CF4 Partner (27 Jan 2017 to 6 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (3 Jun 2010 to 19 Nov 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.