Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oaktree Capital Management (UK) LLP
FRN 550908
- SMF27 Partner (since 1 Apr 2023)
- [FCA CF] Material risk taker (17 Mar 2021 to 23 May 2023)
- [FCA CF] Significant management (17 Mar 2021 to 23 May 2023)
- CF30 Customer (15 Nov 2011 to 8 Dec 2019)
- CF4 Partner (15 Nov 2011 to 6 Dec 2019)
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- (153)CF22 Investment Adviser (Trainee) (19 Jun 2002 to 31 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (153)CF22 Investment Adviser (Trainee) at Terra Firma Capital Partners Limited