Kieran Connolly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PERSHING SECURITIES LIMITED
FRN 146576
- [FCA CF] Client dealing (since 18 Mar 2026)
The Bank of New York Mellon
FRN 122467
- [FCA CF] Algorithmic trading (since 4 Mar 2026)
- [FCA CF] Client dealing (since 4 Mar 2026)
Oaktree Capital Management (UK) LLP (no longer approved here)
FRN 550908
- [FCA CF] Client dealing (26 Jun 2023 to 28 Feb 2026)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (18 May 2017 to 28 Apr 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.