Mario Adario

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oaktree Capital Management (UK) LLP (no longer approved here)
FRN 550908
- [FCA CF] Material risk taker (17 Mar 2021 to 9 Dec 2022)
- CF4 Partner (5 Apr 2013 to 6 Dec 2019)
- CF30 Customer (13 Sep 2012 to 8 Dec 2019)
Ascot Lloyd Investment Management Limited (no longer approved here)
FRN 650245
- CF2 Non Executive Director (9 Feb 2015 to 10 Oct 2016)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- CF1 Director (1 Oct 2012 to 26 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.