Oakley Capital Limited

• Principal Place of Business

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

  Web

  https://oakleycapital.com

• Complaints Contact

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Oksana Stowe

  IRN OXS01125

  • CF30 Customer (26 Jul 2013 to 12 May 2017)
• Oliver Stephen Davies Temple

  IRN OST01002

  • CF30 Customer (23 May 2017 to 1 May 2018)
• Paul Arthur Howard

  IRN PAH01136

  • CF30 Customer (15 May 2015 to 1 May 2018)
• Paul Mack

  IRN PXM01323

  • CF26 Customer Trading (24 Sep 2002 to 8 Jul 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Jul 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jul 2005)
  • CF1 Director (1 Dec 2001 to 8 Jul 2005)
• Peter Adam Daiches Dubens

  IRN PAD01080

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 26 Nov 2024)
  • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2024)
  • CF1 Director (AR) (8 Jul 2015 to 2 Sep 2020)
  • CF30 Customer (15 Jan 2014 to 8 Dec 2019)
  • CF1 Director (18 Jul 2005 to 8 Dec 2019)
  • CF3 Chief Executive (30 Mar 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (30 Mar 2004 to 31 Oct 2007)
  • CF2 Non Executive Director (1 Dec 2001 to 30 Mar 2004)
• Priyanthan Kodeeswaran

  IRN PXK01079

  • CF27 Investment Management (1 Dec 2001 to 30 Nov 2003)
• Ralf Schremper

  IRN RXS03334

  • [FCA CF] Material risk taker (23 Sep 2024 to 1 Apr 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
  • CF30 Customer (7 Sep 2017 to 8 Dec 2019)
• Rebecca Fleur Gibson

  IRN RXG01236

  • [FCA CF] Material risk taker (since 23 Sep 2024)
  • [FCA CF] Manager of certification employee (since 31 Aug 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 May 2014 to 8 Dec 2019)
• Rogan James Angelini-Hurll

  IRN RJA01079

  • CF30 Customer (11 Mar 2010 to 6 Apr 2016)
• Sam Fenton-Whittet

  IRN SXF00223

  • [FCA CF] Material risk taker (23 Sep 2024 to 25 Apr 2025)
  • [FCA CF] Client dealing (28 Apr 2021 to 25 Apr 2025)

• Oakley Capital CF Limited (no longer appointed)

  FRN 746591 · Appointed 10 May 2016 · Until 1 May 2018

• Oakley Advisory Limited (no longer appointed)

  FRN 697853 · Appointed 21 May 2015 · Until 1 May 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 22 Dec 2014 · Until 2 Aug 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 18 Jan 2012 · Until 4 Feb 2014 · Tied agent

No changes recorded yet.