Peter Adam Daiches Dubens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakley Capital Limited (no longer approved here)

    FRN 195029

    • SMF1 Chief Executive (9 Dec 2019 to 26 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2024)
    • CF1 Director (AR) (8 Jul 2015 to 2 Sep 2020)
    • CF30 Customer (15 Jan 2014 to 8 Dec 2019)
    • CF1 Director (18 Jul 2005 to 8 Dec 2019)
    • CF3 Chief Executive (30 Mar 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Mar 2004 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 30 Mar 2004)
  • Pembroke Investment Managers LLP (no longer approved here)

    FRN 604924

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 5 May 2020)
    • SMF27 Partner (9 Dec 2019 to 29 Oct 2020)
    • CF4 Partner (4 Feb 2014 to 8 Dec 2019)
    • CF3 Chief Executive (4 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.