Oakley Capital Limited

• Principal Place of Business

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

  Web

  https://oakleycapital.com

• Complaints Contact

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Sara-Joanna Coakley

  IRN SXC02386

  • CF30 Customer (1 Oct 2014 to 18 Nov 2014)
• Sean Seton-Rogers

  IRN SSR01038

  • CF30 Customer (11 Mar 2010 to 6 Apr 2016)
• Simon Dexter

  IRN SXD01801

  • CF30 Customer (8 Dec 2011 to 3 Nov 2016)
• Simon William Porter

  IRN SWP01047

  • CF30 Customer (14 Apr 2015 to 20 Nov 2017)
• Steven John Tredget

  IRN SJT01123

  • [FCA CF] Material risk taker (since 23 Sep 2024)
  • [FCA CF] Manager of certification employee (since 21 Sep 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Apr 2017 to 8 Dec 2019)
• Stewart Porter

  IRN SXP01843

  • CF1 Director (31 Mar 2010 to 2 Aug 2018)
• Theunis Ian Boyd Johnston

  IRN TIJ01000

  • CF30 Customer (30 Mar 2010 to 31 May 2012)
• Thomas Anthony George Carlyle

  IRN TAC01119

  • [FCA CF] Manager of certification employee (since 4 Oct 2024)
  • [FCA CF] Client dealing (since 15 Nov 2021)
• Valero Domingo

  IRN DXV01159

  • [FCA CF] Client dealing (15 Jun 2021 to 7 Mar 2023)
• Victoria Anne Boxall

  IRN VAB01036

  • CF30 Customer (4 Dec 2013 to 1 May 2018)

• Oakley Capital CF Limited (no longer appointed)

  FRN 746591 · Appointed 10 May 2016 · Until 1 May 2018

• Oakley Advisory Limited (no longer appointed)

  FRN 697853 · Appointed 21 May 2015 · Until 1 May 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 22 Dec 2014 · Until 2 Aug 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 18 Jan 2012 · Until 4 Feb 2014 · Tied agent

No changes recorded yet.