Oakley Capital Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
60 Sloane AvenueLondonSW3 3DDUNITED KINGDOM- Phone
- +4402077666900
-
Complaints Contact
60 Sloane AvenueLondonSW3 3DDUNITED KINGDOM- Phone
- +4402077666900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Marinus Adrianus Nique van Baar
IRN MAV01072
- CF30 Customer (26 May 2017 to 1 May 2018)
-
Mark Spedding
IRN MXS00087
- CF30 Customer (18 Feb 2011 to 30 Sep 2011)
-
Mark William Joseph
IRN MWJ01019
- CF30 Customer (1 Nov 2007 to 10 Mar 2016)
- CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
-
Martin Bavinton
IRN MXB03804
- CF30 Customer (8 Mar 2016 to 8 Dec 2019)
-
Maximilian Peter Lindner
IRN MPL01077
- CF30 Customer (20 Nov 2012 to 28 Mar 2013)
-
Michael Darren Murphy
IRN MDM01060
- CF21 Investment Adviser (5 Jan 2005 to 9 May 2005)
- CF27 Investment Management (5 Jan 2005 to 9 May 2005)
-
Michael Richard Lynch
IRN MRL01041
- CF2 Non Executive Director (1 Dec 2001 to 31 Aug 2004)
-
Nayla Abousleiman
IRN NXA01126
- CF27 Investment Management (1 Dec 2001 to 31 Aug 2002)
-
Nicholas Anthony Simon Hannan
IRN NAH01046
- CF30 Customer (1 Nov 2007 to 30 Jan 2015)
- CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
-
Nicholas Clive Evans
IRN NCE01007
- CF26 Customer Trading (23 Feb 2004 to 30 Jul 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Oakley Capital CF Limited (no longer appointed)
FRN 746591 · Appointed 10 May 2016 · Until 1 May 2018
-
K J Costa Advisory Ltd (no longer appointed)
FRN 572907 · Appointed 18 Jan 2012 · Until 4 Feb 2014 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.