Nicholas Anthony Simon Hannan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Riva Capital (UK) Limited
FRN 676827
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Aug 2023)
- SMF3 Executive Director (since 29 Aug 2023)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF30 Customer (13 Mar 2018 to 4 Jul 2018)
- CF4 Partner (AR) (13 Mar 2018 to 4 Jul 2018)
Oakley Capital Limited (no longer approved here)
FRN 195029
- CF30 Customer (1 Nov 2007 to 30 Jan 2015)
- CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.