Riva Capital (UK) Limited

Date authorised
10 July 2015
Companies House
08621518
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Saint George Street
    London
    W1S 2FH
    UNITED KINGDOM
    Phone
    +447525129046
    Web
    http://www.rivacap.com

  • Complaints Contact

    30 Saint George Street
    London
    W1S 2FH
    UNITED KINGDOM
    Phone
    +447525129046

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Share, Unit

  • Authorised to Operate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dino Mark Ghiglione

    IRN DMG01146

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (10 Jul 2015 to 8 Dec 2019)
  • Nicholas Anthony Simon Hannan

    IRN NAH01046

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Aug 2023)
    • SMF3 Executive Director (since 29 Aug 2023)
  • Roberto Almaleh

    IRN AXR02473

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (10 Jul 2015 to 8 Dec 2019)
    • CF1 Director (10 Jul 2015 to 8 Dec 2019)
  • Scott Russell Gibb

    IRN SRG01060

    • SMF3 Executive Director (18 May 2021 to 14 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 May 2021 to 14 Oct 2022)
    • [FCA CF] Client dealing (9 Mar 2021 to 14 Oct 2022)
  • Yann Valiton

    IRN YXV01022

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Aug 2021)
    • CF1 Director (10 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (10 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.