Mark William Joseph

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EMK Capital LLP
FRN 755398
- [FCA CF] Client dealing (since 7 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (17 Jan 2017 to 8 Dec 2019)
- CF4 Partner (17 Jan 2017 to 8 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (16 Aug 2016 to 6 Feb 2017)
Bregal Capital LLP (no longer approved here)
FRN 208036
- CF4 Partner (1 Feb 2016 to 3 Apr 2017)
Oakley Capital Limited (no longer approved here)
FRN 195029
- CF30 Customer (1 Nov 2007 to 10 Mar 2016)
- CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.