Nuveen Management AIFM Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
201 Bishopsgate9th FloorLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037278000
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Complaints Contact
201 BishopsgateLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037258321
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Turner
IRN DXT01178
- CF30 Customer (25 Jun 2013 to 13 Mar 2017)
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David William Price
IRN DWP01063
- [FCA CF] Significant management (since 8 Dec 2021)
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Deborah Jane Weekes
IRN DJW01175
- CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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Dominic Russell
IRN DXR00302
- [FCA CF] Client dealing (4 Oct 2021 to 20 Aug 2024)
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Donald James Howie
IRN DJH01485
- CF1 Director (21 Aug 2014 to 15 Mar 2016)
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Duncan David Morton
IRN DXM78738
- SMF3 Executive Director (since 9 Jul 2020)
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Edward Douglas Collins
IRN EDC01014
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)
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Elizabeth Ann Gascoyne Cecil
IRN EAC01052
- CF27 Investment Management (6 Apr 2005 to 19 Jan 2006)
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Emily Charlotte Thomas Adderson
IRN ECT01015
- CF30 Customer (20 Jan 2009 to 20 Jul 2012)
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Farrah Louise Brown
IRN FLB01015
- [FCA CF] Significant management (13 Jul 2021 to 19 Nov 2021)
- CF30 Customer (24 Jun 2013 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.