Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Schaefer

    IRN CXS00408

    • [FCA CF] Significant management (25 Jun 2020 to 30 Jan 2026)
  • Charles Courtenay Tritton

    IRN CCT01012

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF27 Investment Management (21 Jul 2004 to 31 Oct 2007)
    • CF1 Director (1 Aug 2002 to 13 Jun 2008)
    • CF23 Corporate Finance Adviser (1 Aug 2002 to 21 Jul 2004)
  • Charles Dennistoun Stevenson

    IRN CDS01083

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF27 Investment Management (4 Nov 2005 to 31 Oct 2007)
  • Charles Edward Jones

    IRN CEJ01041

    • CF10 Compliance Oversight (15 Jan 2014 to 1 Apr 2014)
  • Charlotte Ashworth

    IRN CXA10682

    • [FCA CF] Client dealing (25 Jun 2020 to 22 Nov 2022)
    • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
  • Charlotte Daelemans

    IRN CXD01556

    • [FCA CF] Client dealing (8 Dec 2021 to 20 Jan 2023)
  • Chris Melland Jones

    IRN CMJ01038

    • CF30 Customer (11 Apr 2011 to 12 Dec 2011)
  • Chris Zissis

    IRN CXZ00015

    • [FCA CF] Significant management (13 Jul 2021 to 22 Sep 2025)
  • Christian Janssen

    IRN CDJ01019

    • [FCA CF] Client dealing (21 May 2020 to 22 Nov 2022)
    • CF30 Customer (29 Nov 2013 to 8 Dec 2019)
  • Christoph Wagner

    IRN CPW01060

    • [FCA CF] Client dealing (21 May 2020 to 11 Nov 2022)
    • CF30 Customer (11 Aug 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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