Christoph Wagner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RoundShield Partners LLP
FRN 761167
- [FCA CF] Client dealing (since 5 Dec 2022)
Nuveen Investment Management International Limited (no longer approved here)
FRN 141668
- [FCA CF] Client dealing (21 May 2020 to 11 Nov 2022)
- CF30 Customer (11 Aug 2014 to 8 Dec 2019)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- [FCA CF] Client dealing (21 May 2020 to 11 Nov 2022)
- CF30 Customer (11 Aug 2014 to 8 Dec 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 25 Jul 2008)
- CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (31 Dec 2003 to 31 Aug 2004)
- CF22 Investment Adviser (Trainee) (24 Oct 2002 to 3 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.