Charles Courtenay Tritton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF27 Investment Management (21 Jul 2004 to 31 Oct 2007)
    • CF1 Director (1 Aug 2002 to 13 Jun 2008)
    • CF23 Corporate Finance Adviser (1 Aug 2002 to 21 Jul 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.