Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Sydney Beale

    IRN MSB01088

    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
    • CF14 Risk Assessment (24 Sep 2002 to 31 Oct 2007)
    • CF1 Director (31 May 2002 to 18 Jul 2011)
  • Martin Gregory Smith

    IRN MGS01034

    • CF2 Non Executive Director (1 Dec 2001 to 29 Aug 2008)
  • Martin John Payne

    IRN MJP01387

    • CF30 Customer (2 Sep 2013 to 28 Feb 2018)
  • Matthew Hamber

    IRN MXH00620

    • [FCA CF] Client dealing (27 Aug 2021 to 20 Jan 2023)
  • Matthew James Standing

    IRN MJS01494

    • CF30 Customer (15 Feb 2008 to 23 Jan 2009)
  • Matthew Norton

    IRN MPN01021

    • CF30 Customer (2 Jun 2010 to 10 Jun 2013)
  • Michael Hugh Neal

    IRN MHN01015

    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2024)
    • CF1 Director (11 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (27 Jun 2013 to 8 Dec 2019)
  • Michael James Harrison

    IRN MJH01252

    • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
    • CF26 Customer Trading (1 Aug 2002 to 31 Oct 2007)
  • Michael John Groves

    IRN MJG01148

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF26 Customer Trading (2 May 2007 to 31 Oct 2007)
    • CF1 Director (13 Jun 2002 to 2 Apr 2009)
  • Michael John Lawson Sales

    IRN MJS01323

    • SMF1 Chief Executive (since 11 Jul 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 5 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 11 Jul 2022)
    • CF3 Chief Executive (22 Dec 2015 to 8 Dec 2019)
    • CF1 Director (15 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (28 Jun 2013 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.