Mark Sydney Beale

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF2 Non Executive Director (12 Jul 2016 to 31 Aug 2018)
    • CF28 Systems and controls (1 Nov 2007 to 7 Oct 2014)
    • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
    • CF14 Risk Assessment (24 Sep 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 12 Jul 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF30 Customer (1 Nov 2007 to 4 Jul 2011)
    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
    • CF14 Risk Assessment (24 Sep 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 18 Jul 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
    • CF14 Risk Assessment (24 Sep 2002 to 31 Oct 2007)
    • CF1 Director (31 May 2002 to 18 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.