Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Manreet Randhawa

    IRN MXR10499

    • [FCA CF] Client dealing (25 Jun 2020 to 23 Nov 2022)
    • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
  • Marcus Langlands Pearse

    IRN MAL01203

    • [FCA CF] Client dealing (21 May 2020 to 9 Sep 2022)
    • CF30 Customer (6 Mar 2014 to 8 Dec 2019)
  • Margaret Theodora Zemek

    IRN MTZ01002

    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF1 Director (19 Dec 2002 to 14 Mar 2008)
    • CF27 Investment Management (19 Dec 2002 to 31 Oct 2007)
  • Mark Andrew Harris

    IRN MAH01157

    • CF30 Customer (1 Nov 2007 to 3 Feb 2011)
    • CF1 Director (18 Apr 2006 to 2 Apr 2009)
    • CF27 Investment Management (3 Nov 2003 to 31 Oct 2007)
  • Mark Anthony Leonides Fotiadis

    IRN MAF01102

    • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • CF26 Customer Trading (2 Feb 2004 to 31 Oct 2007)
  • Mark Griffiths

    IRN MXG02527

    • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2020)
    • CF1 Director (20 May 2016 to 8 Dec 2019)
  • Mark Hurley

    IRN MXH01312

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF26 Customer Trading (2 May 2007 to 31 Oct 2007)
  • Mark Joseph Wood

    IRN MJW01557

    • CF1 Director (1 Apr 2014 to 17 Jun 2016)
  • Mark Kevin Sanders

    IRN MKS01014

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF27 Investment Management (24 Feb 2003 to 31 Oct 2007)
  • Mark Richard Charles Carpenter

    IRN MRC01076

    • CF30 Customer (26 Jun 2013 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.