Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Fraser Pullar-Strecker

    IRN JFP01014

    • CF27 Investment Management (18 Feb 2003 to 1 Jun 2004)
  • John Ivan Tiner

    IRN JIT00010

    • CF2 Non Executive Director (21 Oct 2008 to 2 Apr 2009)
  • John Lincoln Duffield

    IRN JLD01024

    • CF1 Director (1 Dec 2001 to 2 Apr 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 2 Apr 2009)
  • John Pattullo

    IRN JCP01057

    • CF30 Customer (24 Jun 2009 to 10 Jun 2013)
  • John Philip Bromberg Jay

    IRN JPJ01014

    • CF30 Customer (1 Nov 2007 to 2 Apr 2009)
    • CF27 Investment Management (7 Sep 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 2 Apr 2009)
  • Jonathan David Tricker

    IRN JDT01077

    • CF30 Customer (1 Jul 2010 to 10 Jun 2013)
  • Jonathan Ellenbogen Feigelson

    IRN JEF01086

    • CF1 Director (11 Apr 2014 to 10 May 2016)
  • Jorry Rask Noeddekaer

    IRN JRN01044

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF27 Investment Management (12 Oct 2006 to 31 Oct 2007)
  • Jose Minaya

    IRN JXM03774

    • CF2 Non Executive Director (23 Jun 2016 to 8 May 2017)
  • Kate Hoy

    IRN KXH00239

    • [FCA CF] Significant management (26 Sep 2022 to 4 Feb 2025)
    • [FCA CF] Material risk taker (26 Sep 2022 to 4 Feb 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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