John Philip Bromberg Jay

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brompton Asset Management Limited

    FRN 942254

    • 14. Managing investments
    • SMF3 Executive Director (since 1 Dec 2021)
    • [FCA CF] Client dealing (since 1 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 2 Apr 2009)
    • CF27 Investment Management (7 Sep 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 2 Apr 2009)

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