John Pattullo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- [FCA CF] Client dealing (17 Apr 2020 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- [FCA CF] Material risk taker (17 Apr 2020 to 31 Mar 2025)
- CF30 Customer (1 Nov 2007 to 12 Feb 2018)
- CF27 Investment Management (26 May 2005 to 31 Oct 2007)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF30 Customer (24 Jun 2009 to 10 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.