John Lincoln Duffield

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brompton Asset Management Limited

    FRN 942254

    • SMF1 Chief Executive (since 1 Dec 2021)
    • SMF3 Executive Director (since 29 Jul 2021)
  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF8 Apportionment and Oversight (8 May 2003 to 31 Oct 2007)
    • CF1 Director (8 May 2003 to 2 Apr 2009)
    • CF3 Chief Executive (8 May 2003 to 2 Apr 2009)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 2 Apr 2009)
    • CF1 Director (1 Dec 2001 to 2 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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