Numen Capital LLP

Date authorised
1 April 2013
Companies House
OC337251
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eastcastle House 27-28
    Eastcastle Street
    London
    Middlesex
    W1W 8DH
    UNITED KINGDOM
    Phone
    +4407876567687
    Web
    http://www.numencapital.com

  • Complaints Contact

    Eastcastle House 27-28
    Eastcastle Street
    London
    Middlesex
    W1W 8DH
    UNITED KINGDOM
    Phone
    +4407876567687

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guido Mengelkamp

    IRN GFM01022

    • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
  • Helen Anne MacDougall

    IRN HAM01035

    • CF30 Customer (12 Aug 2009 to 17 Jan 2012)
    • CF28 Systems and controls (12 Aug 2009 to 17 Jan 2012)
  • Jonathan David Shorrock

    IRN JDS01098

    • CF28 Systems and controls (8 Apr 2014 to 25 Aug 2015)
    • CF11 Money Laundering Reporting (8 Apr 2014 to 16 Feb 2016)
    • CF10 Compliance Oversight (8 Apr 2014 to 16 Feb 2016)
    • CF30 Customer (8 Apr 2014 to 16 Feb 2016)
  • Kushal Kumar

    IRN KXK01098

    • CF11 Money Laundering Reporting (9 Jul 2008 to 12 Mar 2014)
    • CF3 Chief Executive (9 Jul 2008 to 14 Aug 2015)
    • CF30 Customer (9 Jul 2008 to 14 Aug 2015)
    • CF4 Partner (9 Jul 2008 to 14 Aug 2015)
  • Luca Favero

    IRN LXF01051

    • CF30 Customer (26 Aug 2015 to 2 Sep 2019)
  • Luca Moro

    IRN LXM01395

    • CF30 Customer (26 Nov 2017 to 8 Dec 2019)
  • Marcello Sallusti

    IRN MXS01965

    • CF4 Partner (3 May 2016 to 13 Jul 2016)
    • CF30 Customer (3 May 2016 to 13 Jul 2016)
  • Marco Jean Aboav

    IRN MJA01255

    • CF30 Customer (29 Jun 2017 to 7 Jan 2019)
  • Mario Russo

    IRN MXR02155

    • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
  • Michael Mulholland

    IRN MXM01488

    • CF30 Customer (1 Dec 2010 to 17 Jan 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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