Jonathan David Shorrock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pelham Capital Ltd

    FRN 615375

    • SMF16 Compliance Oversight (since 20 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2024)
    • SMF3 Executive Director (since 7 Nov 2023)
    • [FCA CF] Significant management (since 2 Oct 2023)
    • [FCA CF] Material risk taker (since 2 Oct 2023)
  • Numen Capital LLP (no longer approved here)

    FRN 483451

    • CF28 Systems and controls (8 Apr 2014 to 25 Aug 2015)
    • CF11 Money Laundering Reporting (8 Apr 2014 to 16 Feb 2016)
    • CF10 Compliance Oversight (8 Apr 2014 to 16 Feb 2016)
    • CF30 Customer (8 Apr 2014 to 16 Feb 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.