Numen Capital LLP

Date authorised
1 April 2013
Companies House
OC337251
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eastcastle House 27-28
    Eastcastle Street
    London
    Middlesex
    W1W 8DH
    UNITED KINGDOM
    Phone
    +4407876567687
    Web
    http://www.numencapital.com

  • Complaints Contact

    Eastcastle House 27-28
    Eastcastle Street
    London
    Middlesex
    W1W 8DH
    UNITED KINGDOM
    Phone
    +4407876567687

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nikolaos Dimitrios Kargadouris

    IRN NDK01012

    • CF30 Customer (8 Jun 2015 to 31 Oct 2016)
  • Nimika Karadia

    IRN NXK01652

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2022)
    • SMF27 Partner (9 Dec 2019 to 1 Sep 2022)
    • CF10 Compliance Oversight (31 Mar 2016 to 8 Dec 2019)
    • CF4 Partner (31 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Mar 2016 to 8 Dec 2019)
    • CF28 Systems and controls (23 Sep 2015 to 17 Feb 2016)
  • Raoul Pao Vernon Leonard

    IRN RPL01038

    • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
  • Umamahesh Venkata Satya Bhimalingam

    IRN UVB01001

    • CF30 Customer (13 Jul 2018 to 25 Sep 2018)
  • Vassilis Paschopoulos

    IRN VXP01049

    • CF30 Customer (22 Jul 2015 to 2 May 2019)
  • YI KI LEE

    IRN YXL00089

    • SMF16 Compliance Oversight (since 6 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.