Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 16 Jun 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
    • [FCA CF] Material risk taker (since 1 May 2025)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (30 Oct 2023 to 1 May 2025)
  • One Investment Management Group UK Ltd. (no longer approved here)

    FRN 995823

    • (1)Employed By (30 Oct 2023 to 1 May 2025)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • [FCA CF] Material risk taker (9 Dec 2019 to 18 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
    • CF30 Customer (4 Nov 2019 to 18 May 2023)
    • CF4 Partner (AR) (30 Oct 2019 to 18 May 2023)
  • Balliol Road Investments LLP (no longer approved here)

    FRN 915481

    • Employed By (30 Oct 2019 to 18 May 2023)
  • Numen Capital LLP (no longer approved here)

    FRN 483451

    • CF30 Customer (22 Jul 2015 to 2 May 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (4 Jul 2011 to 29 Aug 2013)
    • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.