Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ONE INVESTMENT MANAGEMENT GROUP UK LTD
FRN 999599
- [FCA CF] Manager of certification employee (since 16 Jun 2025)
- [FCA CF] Client dealing (since 1 May 2025)
- [FCA CF] Material risk taker (since 1 May 2025)
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- CF30 Customer (30 Oct 2023 to 1 May 2025)
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- (1)Employed By (30 Oct 2023 to 1 May 2025)
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- [FCA CF] Material risk taker (9 Dec 2019 to 18 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
- CF30 Customer (4 Nov 2019 to 18 May 2023)
- CF4 Partner (AR) (30 Oct 2019 to 18 May 2023)
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- Employed By (30 Oct 2019 to 18 May 2023)
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- CF30 Customer (22 Jul 2015 to 2 May 2019)
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- CF30 Customer (4 Jul 2011 to 29 Aug 2013)
- CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.