Raoul Pao Vernon Leonard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sona Asset Management (UK) LLP
FRN 814191
- [FCA CF] Client dealing (since 9 Dec 2019)
Numen Capital LLP (no longer approved here)
FRN 483451
- CF30 Customer (18 Jan 2016 to 8 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (8 Jan 2014 to 15 Jan 2016)
Chalkhill Partners LLP (no longer approved here)
FRN 499335
- CF30 Customer (23 Apr 2012 to 31 Dec 2013)
- CF4 Partner (23 Apr 2012 to 31 Dec 2013)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (25 Aug 2011 to 11 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.