NS PARTNERS LTD

Date authorised
1 April 2013
Companies House
01880176
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southwest House
    11a Regent Street St James's
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442035358101
    Web
    https://www.ns-partners.co.uk

  • Complaints Contact

    Southwest House
    11a Regent Street St James's
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442035358128

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick David Robitaille

    IRN PDR01089

    • CF1 Director (26 Jul 2011 to 3 May 2019)
  • Rachael Louise Jobling

    IRN RXJ00297

    • [FCA CF] Client dealing (since 8 Apr 2024)
  • Rebecca Louise Cray

    IRN RLC01061

    • CF11 Money Laundering Reporting (9 Apr 2009 to 28 Jan 2011)
  • Richard David Lewis

    IRN RDL01047

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Sep 2002)
    • CF1 Director (1 Dec 2001 to 22 Feb 2010)
  • Richard James Ridgewell

    IRN RJR01061

    • CF30 Customer (1 Nov 2007 to 22 Feb 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Rowley Mark Thomas Baring

    IRN RMB01124

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2026)
    • CF30 Customer (26 Aug 2009 to 8 Dec 2019)
  • Rupert Francis James Henry Ruvigny

    IRN RFR01020

    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
    • CF11 Money Laundering Reporting (2 Jun 2006 to 2 Apr 2009)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Apr 2009)
    • CF1 Director (1 Dec 2001 to 2 Apr 2009)
  • Simon John Ward

    IRN SJW01196

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Smriti Duggal

    IRN SXD00911

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2025)
    • SMF16 Compliance Oversight (since 15 Jul 2025)
  • Soheil Karkhanechi

    IRN SXK02532

    • CF1 Director (15 Jul 2015 to 5 Oct 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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