Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amy Cooper

    IRN AXC03068

    • (246)CF30 Customer (14 Nov 2017 to 23 Jul 2018)
  • An Sofie Yvonne Gaby Meirsschaut

    IRN ASM01154

    • (165)CF30 Customer (19 Aug 2010 to 6 Jun 2018)
  • Andrea Febbraro

    IRN AXF01174

    • (18)CF21 Investment Adviser (25 Jan 2006 to 13 Oct 2006)
  • Andres Ignacio Cereceda Castro

    IRN AXC03301

    • (359)[FCA CF] Client dealing (19 Nov 2024 to 5 Mar 2025)
  • Andrew John Cole

    IRN AJC01284

    • (4)SMF9 Chair of the Governing Body (since 9 Sep 2024)
    • (5)Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2021)
  • Andrew Stephen Hamilton Line

    IRN ASL01077

    • (280)CF30 Customer (4 Nov 2013 to 18 Jan 2017)
  • Anita Rastogi

    IRN AXR01272

    • (584)[FCA CF] Significant management (25 Aug 2022 to 1 Apr 2025)
    • (581)[FCA CF] Client dealing (26 Aug 2020 to 1 Apr 2025)
    • (583)[FCA CF] Manager of certification employee (26 Aug 2020 to 1 Apr 2025)
    • (582)[FCA CF] Material risk taker (26 Aug 2020 to 1 Apr 2025)
    • (579)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (580)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Anjna Devlia

    IRN AXD01213

    • (17)CF21 Investment Adviser (7 Sep 2004 to 19 Dec 2006)
  • Anna Karoline Garder

    IRN AKG01023

    • (215)CF21 Investment Adviser (28 Jul 2005 to 28 Jul 2005)
  • Anna-Maria Strillacci

    IRN AXS01779

    • (19)CF21 Investment Adviser (24 Oct 2002 to 18 Jan 2005)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (611)[FCA CF] Client dealing

  2. controlled function added: (610)CF30 Customer

  3. controlled function added: (609)Director of firm who is not a certification employee or a SMF manager

  4. controlled function added: (608)CF2 Non Executive Director

  5. controlled function added: (607)Director of firm who is not a certification employee or a SMF manager

  6. controlled function added: (606)CF2 Non Executive Director

  7. controlled function added: (605)[FCA CF] Client dealing

  8. controlled function added: (604)CF30 Customer

  9. controlled function added: (603)[FCA CF] Client dealing

  10. controlled function added: (602)CF30 Customer

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