Andrew John Cole

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited

    FRN 124624

    • (4)SMF9 Chair of the Governing Body (since 9 Sep 2024)
    • (5)Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2021)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF29 Significant management (1 Nov 2007 to 11 Apr 2008)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Director of firm who is not a certification employee or a SMF manager at Novate Global Markets Limited

  2. controlled function removed: SMF9 Chair of the Governing Body at Novate Global Markets Limited

  3. controlled function added: (4)SMF9 Chair of the Governing Body at Novate Global Markets Limited

  4. controlled function added: (5)Director of firm who is not a certification employee or a SMF manager at Novate Global Markets Limited