Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (584)[FCA CF] Significant management (25 Aug 2022 to 1 Apr 2025)
    • (581)[FCA CF] Client dealing (26 Aug 2020 to 1 Apr 2025)
    • (582)[FCA CF] Material risk taker (26 Aug 2020 to 1 Apr 2025)
    • (583)[FCA CF] Manager of certification employee (26 Aug 2020 to 1 Apr 2025)
    • (579)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (580)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (579)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (580)CF21 Investment Adviser at Novate Global Markets Limited

  3. controlled function added: (581)[FCA CF] Client dealing at Novate Global Markets Limited

  4. controlled function added: (582)[FCA CF] Material risk taker at Novate Global Markets Limited

  5. controlled function added: (583)[FCA CF] Manager of certification employee at Novate Global Markets Limited

  6. controlled function added: (584)[FCA CF] Significant management at Novate Global Markets Limited