Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clementine Antoinette Leon

    IRN CAC01124

    • (324)CF30 Customer (1 Nov 2007 to 1 Mar 2010)
    • (325)CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
  • Clifford Edward Hazell

    IRN CEH01088

    • (596)Director of firm who is not a certification employee or a SMF manager (27 May 2021 to 30 Jun 2021)
    • (595)CF2 Non Executive Director (1 Aug 2008 to 8 Dec 2019)
  • Conrad Edwin Wallace

    IRN CXW00586

    • (394)[FCA CF] Client dealing (9 Aug 2023 to 12 Dec 2023)
  • Crispin Pugh

    IRN CXP00496

    • (371)[FCA CF] Client dealing (2 May 2024 to 15 Jan 2026)
  • Dacil Acosta

    IRN DXA01360

    • (202)CF30 Customer (28 Aug 2008 to 4 Dec 2008)
  • Daisuke Akagi

    IRN DXA01327

    • (100)CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • (101)CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)
  • Dan Lustig

    IRN DXL01172

    • (281)CF30 Customer (1 Nov 2007 to 17 Jun 2011)
    • (282)CF21 Investment Adviser (23 May 2006 to 31 Oct 2007)
  • Daniel Joseph Moon

    IRN DXD01295

    • (247)CF30 Customer (24 Oct 2017 to 11 Jul 2018)
  • Daniella Clark

    IRN DXC00932

    • (343)[FCA CF] Client dealing (29 Sep 2025 to 15 Jan 2026)
  • Daria Crema

    IRN DXC01775

    • (311)CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • (312)CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (621)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (620)CF30 Customer

  3. controlled function added: (619)CF30 Customer

  4. controlled function added: (618)[FCA CF] Client dealing

  5. controlled function added: (617)CF30 Customer

  6. controlled function added: (616)[FCA CF] Client dealing

  7. controlled function added: (615)CF30 Customer

  8. controlled function added: (614)CF30 Customer

  9. controlled function added: (613)[FCA CF] Client dealing

  10. controlled function added: (612)CF30 Customer

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