Daniel Joseph Moon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Credit Agricole Corporate and Investment Bank
FRN 124344
- [FCA CF] Client dealing (since 11 May 2022)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (247)CF30 Customer (24 Oct 2017 to 11 Jul 2018)
Arbor Research & Trading UK Limited (no longer approved here)
FRN 190012
- CF30 Customer (14 Aug 2012 to 16 Oct 2017)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (5 May 2010 to 28 Nov 2011)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (5 Aug 2009 to 9 Apr 2010)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (26 Nov 2007 to 9 Apr 2010)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF26 Customer Trading (1 Dec 2001 to 27 Dec 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (247)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.