Arbor Research & Trading UK Limited

Date authorised
1 April 2013
Companies House
03707924
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    63 St Mary Axe
    London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +442071001051
    Web
    https://www.arborresearch.com

  • Complaints Contact

    63 St. Mary Axe
    London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +4402071001051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • BARRA PATRICK Sheridan

    IRN BXS01206

    • [FCA CF] Client dealing (since 22 May 2023)
  • Benjamin Randal Neuman

    IRN BRN01017

    • CF30 Customer (1 Nov 2007 to 13 May 2011)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
  • Benny Michael Gibson

    IRN BMG01018

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Nov 2002 to 31 Oct 2007)
  • Christopher Applin

    IRN CJA01148

    • CF30 Customer (24 Sep 2012 to 8 Nov 2013)
  • Daniel Joseph Moon

    IRN DXD01295

    • CF30 Customer (14 Aug 2012 to 16 Oct 2017)
  • Douglas Joaquin Huggins

    IRN DXH00359

    • CF1 Director (AR) (11 Mar 2015 to 24 Feb 2021)
    • CF3 Chief Executive (AR) (11 Mar 2015 to 24 Feb 2021)
    • CF30 Customer (11 Mar 2015 to 24 Feb 2021)
  • Gerard Ian Fox

    IRN GIF01004

    • CF30 Customer (9 Apr 2013 to 22 May 2018)
  • Grant Gryska

    IRN GXG01446

    • CF30 Customer (30 Apr 2012 to 6 Feb 2017)
  • James L Perry

    IRN JLP01053

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • James Russell Stevens

    IRN JRS01149

    • SMF3 Executive Director (9 Dec 2019 to 16 Apr 2020)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.