Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mizuho International plc
FRN 119256
- [FCA CF] Manager of certification employee (since 26 Jun 2019)
- [FCA CF] Client dealing (since 28 Nov 2016)
- [FCA CF] Material risk taker (15 Aug 2018 to 31 Mar 2019)
- CF30 Customer (12 Dec 2008 to 6 Oct 2015)
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- (311)CF30 Customer (1 Nov 2007 to 8 Nov 2007)
- (312)CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (311)CF30 Customer at Novate Global Markets Limited
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controlled function added: (312)CF21 Investment Adviser at Novate Global Markets Limited