Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Jun 2019)
    • [FCA CF] Client dealing (since 28 Nov 2016)
    • [FCA CF] Material risk taker (15 Aug 2018 to 31 Mar 2019)
    • CF30 Customer (12 Dec 2008 to 6 Oct 2015)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (311)CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • (312)CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (311)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (312)CF21 Investment Adviser at Novate Global Markets Limited