Clementine Antoinette Leon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

National Australia Bank Limited (no longer approved here)
FRN 141309
- [FCA CF] Client dealing (7 Mar 2016 to 10 Jun 2022)
- CF30 Customer (4 Oct 2012 to 6 Mar 2016)
MUFG Securities EMEA plc (no longer approved here)
FRN 124512
- CF30 Customer (1 Apr 2010 to 20 Aug 2012)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (324)CF30 Customer (1 Nov 2007 to 1 Mar 2010)
- (325)CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (6 Mar 2006 to 29 Jun 2007)
- CF26 Customer Trading (29 Jul 2002 to 6 Mar 2006)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (324)CF30 Customer at Novate Global Markets Limited
1 day ago
controlled function added: (325)CF21 Investment Adviser at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.