Novate Global Markets Limited

Principal Place of Business

Phone

+442045422778

Web

https://www.novategm.com

Complaints Contact

Phone

+442045422778

Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

Authorised to Operate

Arranges Investments

For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

Stockbroking

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

Trades With You Directly

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

Investment Setup

For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

IRN DAM01194

• (260)CF30 Customer (19 Mar 2015 to 21 Aug 2017)

IRN DXB01437

• (150)CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
• (151)CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)

IRN DSR01035

• (323)CF21 Investment Adviser (24 May 2007 to 23 Jul 2007)

IRN DTB01059

• (283)CF30 Customer (8 Jan 2009 to 8 Jun 2015)

IRN DWH01071

• (72)CF30 Customer (7 Feb 2011 to 6 Sep 2016)

IRN DWH01122

• (142)CF30 Customer (16 Sep 2013 to 21 Jan 2014)

IRN DXA01167

• (556)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
• (555)CF30 Customer (19 Aug 2009 to 8 Dec 2019)

IRN DXG01215

• (315)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2003)

IRN DXA01275

• (135)CF21 Investment Adviser (1 Jun 2004 to 12 May 2005)

IRN DSS01077

• (171)CF30 Customer (2 Jun 2014 to 19 Nov 2014)