Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 5 May 2021)
- CF30 Customer (12 Jul 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 10 Jun 2010)
- CF21 Investment Adviser (3 Sep 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Oct 2003 to 23 Jul 2004)
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- (315)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (315)CF21 Investment Adviser at Novate Global Markets Limited