Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 5 May 2021)
    • CF30 Customer (12 Jul 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 10 Jun 2010)
    • CF21 Investment Adviser (3 Sep 2004 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (23 Oct 2003 to 23 Jul 2004)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (315)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (315)CF21 Investment Adviser at Novate Global Markets Limited