Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF5 Head of Internal Audit (23 May 2016 to 2 Jan 2020)
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- CF28 Systems and controls (4 Oct 2011 to 8 Dec 2019)
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- (150)CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- (151)CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (150)CF28 Systems and controls at Novate Global Markets Limited
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controlled function added: (151)CF15 Internal Audit at Novate Global Markets Limited